DID DAVID A GILCHRIST CAUSE YOU INVESTMENT LOSSES?
David Gilchrist Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is David Gilchrist of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
David Gilchrist (CRD #5667616) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Palo Alto, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, David Gilchrist was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Gilchrist Customer Complaint
David Gilchrist has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation and theft of funds from the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor is not filed any arbitration proceeding.
David Gilchrist Red Flags & Your Rights As An Investor
Of course, David Gilchrist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Gilchrist at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Gilchrist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.