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David Dunfee Of Key Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is David Dunfee of Key Investment Services LLC?

David Dunfee (CRD #2607525) who is currently registered with Key Investment Services LLC and located in Bangor, Maine is a subject of one of our many securities industry sales practice abuse investigations.

David Dunfee Customer Complaints

David Dunfee has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of David Dunfee’s 3 customer complaints was settled in favor of investors. Two of David Dunfee’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against David Dunfee

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client sent emails to David Dunfee alleging various issues, (poor recommendation, poor performance, poor service and unauthorized trading) regarding the $400,024.18 investment in the Jackson National Perspective II Variable Annuity.
  • Client’s daughter sent email to KIS Service Center alleging that David Dunfee’s alleged solicitation of the additional deposit into the Protective Variable Annuity II Series B in the amount of $985,000.00 purchased was financial exploitation, and resulted in a tax bill of $48,000.
  • Customer alleged David Dunfee’s misrepresentation of products purchased within the account.

David Dunfee Red Flags & Your Rights As An Investor

Of course, David Dunfee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Dunfee at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether David Dunfee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To David Dunfee

If you have questions about Key Investment Services LLC and/or David Dunfee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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