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Dave Alexandre Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith?

Dave Alexandre (CRD #5770462) who was formerlyregistered with Merrill Lynch Pierce Fenner & Smithand located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Dave Alexandre was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Dave Alexandre Customer Complaint

Dave Alexandre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation of funds. Dave Alexandre’s customer complaint was denied and, to date, the customer has not taken any further action.

Dave Alexandre Red Flags & Your Rights As An Investor

Of course, Dave Alexandre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Alexandre at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Dave Alexandre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Dave Alexandre

If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Dave Alexandre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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