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Darryl John Tureaud Formerly with Berthel, Fisher & Company Financial Services, Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past Year

Who is Darryl J. Tureaud formerly with Berthel, Fisher & Company Financial Services, Inc.?

Darryl Tureaud (CRD #3111069) who was formerly registered with Berthel, Fisher & Company Financial Services, Inc. and located in Glendale, California is a subject of one of our many securities industry sales practices abuse investigations.  

Prior to Berthel, Fisher & Company Financial Services, Inc., Darryl Tureaud was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Berthel, Fisher & Company Financial Services, Inc. Broker Misconduct

Darryl Tureaud has been the subject of a customer complaint that we know about filed in the last year to recover investment losses. The claimants alleged that investments in mutual funds and real estate securities were misrepresented to her by Darryl Tureaud. 

Further, that the financial advisor failed to do due diligence, and that his recommendations were unsuitable investment recommendations. Darryl Tureaud’s customer complaint was settled in favor of the investor.

Darryl Tureaud Red Flags & Your Rights as An Investor

Of course, Darryl Tureaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Darryl Tureaud at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darryl Tureaud has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Berthel, Fisher & Company Financial Services, Inc.

If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Darryl Tureaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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