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Darryl Cohen Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct

Who is Darryl Cohen formerly with Morgan Stanley?

Darryl Cohen (CRD #2786613) who was formerly registered with Morgan Stanley and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations.  

Darryl Cohen Customer Complaints

Darryl Cohen has been the subject of 9 customer complaints that we know about, 6 of those complaints were filed in the last year to recover investment losses. One of Darryl Cohen’s 9 customer complaints resulted in an Award in favor of investor. Two of Darryl Cohen’s customer complaints were settled in favor of investors. Two of Darryl Cohen’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 4 pending customer complaints filed against Darryl Cohen’s current employer Morgan Stanley for investment losses caused by the alleged misconduct.

Allegations Against Darryl Cohen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Payments were made from account without customer approval
  • Misrepresentation with respect to recommendation of outside business investment utilizing firm credit-line
  • Unsuitable investment recommendations utilizing firm credit-line
  • Unsuitable recommendations related to use of credit-line to make real estate investments and purchase life insurance
  • Arbitration award related to unsuitable and unauthorized trading
  • Recommendations related to use of Liquidity Access credit-line to make loans to outside businesses

Darryl Cohen Red Flags & Your Rights As An Investor

Of course, Darryl Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darryl Cohen at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Darryl Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Darryl Cohen

If you have questions about Morgan Stanley and/or Darryl Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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