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Darla Amato Formerly With IMS Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Darla Amato formerly with IMS Securities?

Darla Amato (CRD #2432363) who was formerly registered with IMS Securities and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to IMS Securities, Darla Amato was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Darla Amato Customer Complaint

Darla Amato has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges the financial advisor made investments that were illiquid and risky. The customer complaint filed against Grand Parkway Capital for investment losses caused by the alleged misconduct is pending as of the date of this report.

Darla Amato Red Flags & Your Rights As An Investor

Of course, Darla Amato did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darla Amato at IMS Securities on alert to review carefully the activity and performance of their accounts and question whether Darla Amato has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IMS Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At IMS Securities Due To Darla Amato

If you have questions about IMS Securities and/or Darla Amato and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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