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Darin Stevens Of LPL Financial, Blue Water Asset Management And Formerly With Invest Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Darin Stevens of LPL Financial?

Darin Stevens (CRD #4051859) who is currently registered with LPL Financial, Blue Water Asset Management and located in Chamblee, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Blue Water Asset Management, Darin Stevens was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Darin Stevens Customer Complaint

Darin Stevens has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses was wrongdoing that previously occurred at an unidentified prior broker-dealer. There were no direct allegations of unsuitability against LPL or against advisor Darin Stevens while registered at LPL. The customer complaint filed against Darin Stevens’ current employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report.

Darin Stevens Red Flags & Your Rights As An Investor

Of course, Darin Stevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darin Stevens at LPL Financial, Blue Water Asset Management, and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Darin Stevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Blue Water Asset Management, and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Darin Stevens

If you have questions about LPL Financial, Blue Water Asset Management, Invest Financial, and/or Darin Stevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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