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Daniel Torres Formerly With Wells Fargo Clearing Services, LLC And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Torres formerly with Wells Fargo Clearing Services, LLC?

Daniel Torres (CRD # 6365687) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Inglewood, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Torres was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Torres Customer Complaint

Daniel Torres has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Daniel Torres recommended opening of managed fee based advisory and the financial advisor liquidated entire account immediately after the account was opened resulting in substantial capital gains and tax liability. Daniel Torres’ customer complaint was denied and, to date, the customer has not taken any further action even though six months later, Wells Fargo terminated him after admitted to the misconduct.

Daniel Torres Red Flags & Your Rights As An Investor

Of course, Daniel Torres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torres at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Torres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Torres

f you have questions about Wells Fargo Clearing Services, LLC, Edward Jones, and/or Daniel Torres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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