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Daniel M. Soliman Formerly With J.P. Morgan, LLC Securities And Traderfield Securities Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Daniel M. Soliman Formerly With J.P. Morgan Securities LLC, And Trader field Securities, Inc.?

Daniel Soliman (CRD #6053300) who was formerly registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Daniel Soliman was associated with Traderfield Securities Inc. and Legend Securities, Inc. and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Soliman also has had regulatory problems. In June 2019, he was permanently barred by FINRA from any further registration with any member firm in any capacity in securities industry for failing to appear and give testimony in connection with an investigation it was conducting into whether he had violated the federal securities laws or regulations or FINRA rules relating to the trading of customer’s accounts.

Traderfield Securities, Inc. Broker Misconduct

In his career, Daniel Soliman has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both customer complaints filed against Daniel Soliman’s former employer Trader field Securities, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Daniel Soliman  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Two  clients in 2 separate arbitration proceedings allege that Daniel Soliman committed fraud by making misrepresentations in connection with common and preferred stock transactions

Daniel Soliman Red Flags & Your Rights As An Investor

Of course, Daniel Soliman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Soliman at J.P. Morgan Securities LLC, Traderfield Securities, Inc. and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Soliman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Traderfield Securities, Inc. about Daniel Soliman also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC  And Traderfield Securities, Inc.

If you have questions about J.P. Morgan Securities LLC, Traderfield Securities Inc., Legend Securities, Inc. and/or Daniel Soliman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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