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Daniel Ruben Of Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Ruben of Independent Financial Group, LLC?

Daniel Ruben

Daniel Ruben (CRD #5716704) who is currently registered as a broker and investment adviser with Independent Financial Group, LLC and located in Westlake Village, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Daniel Ruben was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Daniel Ruben Customer Complaint

Daniel Ruben has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were non-traded REIT investments were unsuitable for customer. The FINRA arbitration proceeding is still pending against the Independent Financial Group for Daniel Ruben’s alleged misconduct.

Daniel Ruben Red Flags & Your Rights As An Investor

Of course, Daniel Ruben did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ruben at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Ruben has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Daniel Ruben

If you have questions about Independent Financial Group, LLC and/or Daniel Ruben and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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