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Daniel Patterson Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Patterson of Vanguard Marketing Corporation?

Daniel Patterson (CRD #6853954) who is currently registered with Vanguard Marketing Corporation and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  

Daniel Patterson Customer Complaint

Daniel Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with an investment advisory account. Daniel Patterson’s customer complaint was denied and, to date, the customer has not taken any further action.

Daniel Patterson Red Flags & Your Rights As An Investor

Of course, Daniel Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Patterson at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Daniel Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Daniel Patterson

If you have questions about Vanguard Marketing Corporation and/or Daniel Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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