DID DANIEL PAUL KROLL CAUSE YOU INVESTMENT LOSSES?
Daniel Kroll Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Daniel Kroll of Wells Fargo Clearing Services?
Daniel Kroll (CRD #5828794) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Daniel Kroll Customer Complaint
Daniel Kroll has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Daniel Kroll misstated material facts pertaining to contributions to two retirement accounts, resulting in increased tax liability. Daniel Kroll’s customer complaint was denied and, to date, the customer has not taken any further action.
Daniel Kroll Red Flags & Your Rights As An Investor
Of course, Daniel Kroll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kroll at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Kroll has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Kroll
If you have questions about Wells Fargo Clearing Services and/or Daniel Kroll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.