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Daniel Jossen Formerly With NYLife Securities LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Daniel Jossen formerly with NYLife Securities LLC?

Daniel Jossen (CRD #5463761) who was formerly registered with NYLife Securities LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

Daniel Jossen Customer Complaints

Daniel Jossen has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. All 5 of Daniel Jossen’s customer complaints were settled in favor of investors.

Allegations Against Daniel Jossen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of Variable Universal Life insurance policy.
  • Misrepresentation of the variable annuity.
  • Misleading statements related to Variable Universal life insurance policies and excessive brokerage fees.
  • Unsuitable recommendation of a variable Universal Life insurance policy.

Daniel Jossen Red Flags & Your Rights As An Investor

Of course, Daniel Jossen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Jossen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Jossen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Daniel Jossen

If you have questions about NYLife Securities LLC and/or Daniel Jossen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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