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Daniel Goldman Of First Allied Securities And Olson Investment Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Goldman of First Allied Securities?

Daniel Goldman (CRD #2217350) who is currently registered with First Allied Securities, Olson Investment Advisors and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Daniel Goldman Customer Complaint

Daniel Goldman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers wrote a letter addressed to both representatives alleging they provided poor advice regarding their withdrawals, spending budget, and sale of their home. Daniel Goldman’s customer complaint was denied and, to date, the customers have not taken any further action.

Daniel Goldman Red Flags & Your Rights As An Investor

Of course, Daniel Goldman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Goldman at First Allied Securities and Olson Investment Advisors on alert to review carefully the activity and performance of their accounts and question whether Daniel Goldman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities and Olson Investment Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At First Allied Securities Due To Daniel Goldman

If you have questions about First Allied Securities, Olson Investment Advisors, and/or Daniel Goldman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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