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Daniel Chang Of TD Ameritrade And TD Ameritrade Investment Management Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Chang of TD Ameritrade?

Daniel Chang (CRD #2119957) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Menlo Park, California is a subject of one of our many securities industry sales practice abuse investigations.

Daniel Chang Customer Complaint

Daniel Chang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the claim alleges unsuitable recommendation in Aequitas. Daniel Chang’s customer complaint was settled in favor of the investors.

Daniel Chang Red Flags & Your Rights As An Investor

Of course, Daniel Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Chang at TD Ameritrade and TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Daniel Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade and TD Ameritrade Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Daniel Chang

If you have questions about TD Ameritrade, TD Ameritrade Investment Management, and/or Daniel Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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