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Daniel Abraham Of LPL Financial LLC And Formerly With Valic Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Daniel Abraham of LPL Financial LLC?

Daniel Abraham (CRD #4945227) who is currently registered with LPL Financial LLC and located in Metairie, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Daniel Abraham was associated with Valic Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Abraham Customer Complaints

Daniel Abraham has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Both of Daniel Abraham’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Daniel Abraham

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow client’s instructions.
  • Misrepresentation of and indexed annuity product.

Daniel Abraham Red Flags & Your Rights As An Investor

Of course, Daniel Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Abraham at LPL Financial LLC and Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Valic Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Abraham

If you have questions about LPL Financial LLC, Valic Financial Advisors, Inc., and/or Daniel Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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