DID DAN MILES GREGORY CAUSE YOU INVESTMENT LOSSES?
Dan Gregory Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Dan Gregory of NYLIFE Securities?
Dan Gregory (CRD #6238826) who is currently registered with NYLIFE Securities and located in Lubbock, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Dan Gregory Customer Complaint
Dan Gregory has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Dan Gregory invested funds without his authorization. The customer’s funds were transferred into a group variable annuity from another financial institution and the customer requested the assets remain in a money market fund until further instruction instead of following the pre-authorized investment allocation. Dan Gregory’s customer complaint was denied and, to date, the customer has not taken any further action.
Dan Gregory Red Flags & Your Rights As An Investor
Of course, Dan Gregory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Gregory at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Dan Gregory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Dan Gregory
If you have questions about NYLIFE Securities and/or Dan Gregory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.