DID DAMIAN MARK BAIRD CAUSE YOU INVESTMENT LOSSES?
Damian Baird Formerly with Moors & Cabot, Inc. Has 6 Customer Complaints for Alleged Broker Misconduct
Who is Damian Baird formerly with Moors & Cabot, Inc.?
Damian Baird (CRD #3097243) who was formerly registered with Moors & Cabot, Inc. and located in Boston, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Moors & Cabot, Inc., Damian Baird was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Damian Baird has had his own regulatory problems. In March 2023 he was suspended by FINRA for failing to comply with an arbitration award or settlement agreement to satisfactorily respond to a FINRA request to provide information concerning the status of compliance. The suspension was in all capacities for an indefinite period. Further, Damian Baird was named in a complaint by Center alleging that he failed to provide information and documents and failed to appear for on-the-record testimony requested by FINRA as part of the 2 separate investigations into his conduct. The complaint also alleges that FINRA investigations or concerning discovery and a FINRA arbitrations and separately, whether Damian Baird altered a customer check and attempted to convert customer funds which is still pending. There is also an investigation ongoing since March 2023 by the Tonawanda Police Department related to the check allegedly altered by and made payable to Damian Baird which is still pending.