DID CYNTHIA ELAINE HARLESS CAUSE YOU INVESTMENT LOSSES?
Cynthia Harless Of Raymond James & Associates Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Cynthia Harless of Raymond James & Associates?
Cynthia Harless (CRD #1882246) who is currently registered with Raymond James & Associates and located in Knoxville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.
Cynthia Harless Customer Complaints
Cynthia Harless has been the subject of 3 customer complaints that we know about. All of Cynthia Harless’ customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Cynthia Harless
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Cynthia Harless’ investments were unsuitable and misrepresented at the point of sale.
- Client alleged misrepresentation by Cynthia Harless. Client alleged that broker “guaranteed” principal on mutual fund investment.
- Customer alleged Cynthia Harless’ misrepresentation. Client stated he did not understand the nature or mechanics of a margin account.
Cynthia Harless Red Flags & Your Rights As An Investor
Of course, Cynthia Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Harless at Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Cynthia Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Cynthia Harless
If you have questions about Raymond James & Associates and/or Cynthia Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.