| Read Time: 2 minutes | Ameriprise Financial Services Complaints | UBS Financial Services Complaints |

It’s critical for all of us to learn everything we can about the people with whom we entrust our money. There are several ways to find out more about a person’s background, including past employment history, regulatory legal issues, and consumer complaints.

We will try to answer any questions you may have about Cynthia Farnsworth and the investment losses you suffered after reading this important information.


Cynthia Farnsworth Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Cynthia Farnsworth of Ameriprise Financial Services, LLC?

Cynthia Farnsworth (CRD #5389825) who is currently registered with Ameriprise Financial Services, LLC and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Cynthia Farnsworth was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Cynthia Farnsworth Customer Complaint

Cynthia Farnsworth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customers instructions to liquidate accounts. Cynthia Farnsworth’s customer complaint was settled in favor of the investor.

Cynthia Farnsworth Red Flags & Your Rights As An Investor

Of course, Cynthia Farnsworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Farnsworth at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Cynthia Farnsworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Cynthia Farnsworth

If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc., and/or Cynthia Farnsworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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