| Read Time: 2 minutes |

When it comes to our finances, it’s critical that we know as much as possible about the people we trust them with. There are a number of places where you can find out more about someone’s background, including their past employment history, regulatory disciplinary proceedings and customer complaints.

We understand that you may have questions about Curvin Miller and the investment losses you suffered. We will do our best to answer those questions.


Curvin Miller Of Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Curvin Miller of Kalos Capital, Inc.?

Curvin Miller (CRD # 5106137) who is currently registered with Kalos Capital, Inc. and located in Dayton, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  

Curvin Miller Customer Complaints

Curvin Miller has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Curvin Miller’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Curvin Miller’s current employer Kalos Capital, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Curvin Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to recommend suitable investments and breach of fiduciary duty.
  • Breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, and failure to supervise financial advisor in connection with alternative investments including REITs, business development companies, and direct private placements.

Curvin Miller Red Flags & Your Rights As An Investor

Of course, Curvin Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curvin Miller at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curvin Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Curvin Miller

If you have questions about Kalos Capital, Inc. and/or Curvin Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars