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Curtis Howard Of Harbor Financial Services, LLC And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Curtis Howard of Harbor Financial Services, LLC?

Curtis Howard (CRD #1390753) who is currently registered with Harbor Financial Services, LLC and located in Sapulpa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Harbor Financial Services, LLC, Curtis Howard was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Curtis Howard Customer Complaints

Curtis Howard has been the subject of 2 customer complaints that we know about. One of Curtis Howard’s 2 customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Curtis Howard’s alleged misconduct.

Allegations Against Curtis Howard

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client states it has come to his attention that the death benefit on his contract has gone from over $100,000 to a little below $1,500 because of the specified contract anniversary reassessment. Client states this was not mentioned at the time of the purchase and states he was told the original death benefit would never change. Client is asking for reinstatement of original death benefit allegedly committed by Curtis Howard.
  • Plaintiff alleged breach of fiduciary duty, negligence, breach of contract, fraud by nondisclosure, common law fraud, breach of duty of good faith and fair dealing, and intentional infliction of emotional distress during the time period defendant Curtis Howard handled plaintiff’s accounts.

Curtis Howard Red Flags & Your Rights As An Investor

Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at Harbor Financial Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Harbor Financial Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Harbor Financial Services, LLC Due To Curtis Howard

If you have questions about Harbor Financial Services, LLC, Edward Jones, and/or Curtis Howard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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