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Craig Bottolfson Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith?

Craig Bottolfson (CRD #5366466) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Gilbert, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

Craig Bottolfson Customer Complaints

Craig Bottolfson has been the subject of 2 customer complaints that we know about. Both of Craig Bottolfson’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Craig Bottolfson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer claimed Craig Bottolfson allegedly failed to apprise him of any potential loss or market value adjustments associated with transferring his 401k plan from Nationwide to Transamerica.
  • The customer alleged theft of funds by Craig Bottolfson.

Craig Bottolfson Red Flags & Your Rights As An Investor

Of course, Craig Bottolfson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Bottolfson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Craig Bottolfson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Craig Bottolfson

If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Craig Bottolfson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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