| Read Time: 2 minutes | UBS Financial Services Complaints |


Cory Ryan Williams Formally with Taylor Capital Management Inc. Has Multiple Customer Complaints for A Fraudulent Scheme

Who is Cory R. Williams formerly with Taylor Capital Management Inc.?

Cory Williams (CRD #4797256) who was formerly registered with Taylor Capital Management Inc. and located in Mesa, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Taylor Capital Management Inc., Cory Williams was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Cory Williams has had both criminal and securities and commodities industry regulator problems all stemming from an affinity fraud he perpetrated on his family, friends, and fellow church members.  Cory Williams solicited funds for the purposes of purchasing futures contracts in a pool in a personal account. 

Cory Williams successfully solicited over $13 million from at least 40 investors and then proceeded to lose over $8 million while lying to his investors that he was generating positive returns.  To avoid detection, Cory Williams returned funds to some investors and effectively ran a Ponzi scheme. Cory Williams pled guilty and was sentenced to 84 months in prison. 

Cory Williams was subsequently charged by the SEC and the CFTC with fraud and violation of the securities laws and commodities laws, as well as the agency rules and regulations and permanently barred from those industries in the future.

Taylor Capital Management Inc. Broker Misconduct

Multiple claimants in a single arbitration proceeding have filed claims against Cory Williams former employer, Taylor Capital Management, Inc., or failing to supervise him when he was fraudulently operating in investing customer funds in a commodity pool. 

The complaints filed against Cory Williams’ former employer Taylor Capital Management Inc. for investment losses caused by his alleged misconduct are still pending.

File A Claim to Recover Your Investment Losses at Taylor Capital Management Inc.

If you have questions about Taylor Capital Management Inc. and/or Cory Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars