| Read Time: 2 minutes | Wells Fargo Advisors Complaints |

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks can be obtained from a variety of places, including prior employment history, regulatory disciplinary actions, and consumer complaints.

This vital information might lead to concerns about Corey Owen and the financial losses incurred as a result of his actions. We’ll do our best to answer any questions you may have regarding this situation.


Corey Owen Formerly With Wells Fargo Clearing Services, LLC And J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Corey Owen formerly with Wells Fargo Clearing Services, LLC?

Corey Owen (CRD #5314153) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Mercer Island, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Corey Owen was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  

Corey Owen Customer Complaints

Corey Owen has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Corey Owen’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Corey Owen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer was sold a bond fund with an undisclosed deferred sales charge that was inconsistent with his investment objectives.
  • Misrepresentation, poor recommendations, and poor advice related to mutual fund investments.

Corey Owen Red Flags & Your Rights As An Investor

Of course, Corey Owen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Owen at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Owen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corey Owen

If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and/or Corey Owen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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