| Read Time: 2 minutes | Hightower Securities Complaints |


Corey Lavere Hart of Hightower Securities, LLC And Formerly with MML Investors, Services, LLC Has Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Corey L. Hart with Hightower Securities, LLC?

Corey Hart (CRD #1750069) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Hightower Securities, LLC, Corey Hart was associated with MML Investors Services, LLC and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

MML Investors Services, LLC Broker Misconduct

Corey Hart has recently been identified as being the subject of a customer complaint filed in the last year to recover investment losses. The claimant’s allegations are that Corey Hart, without the claimant’s consent, reallocated his investment portfolio in 2 illiquid funds. 

Corey Hart’s former employer, MML Investors, Services recently denied the complaint and the customer has yet to file his arbitration claim. 

Corey Hart Red Flags & Your Rights as An Investor

Of course, Corey Hart did not admit to any of the allegations. But regardless of whether an arbitration award is entered, a settlement occurs, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Corey Hart at Hightower Securities, LLC, and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Hart has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Hightower Securities, LLC and MML Investors Services, LLC which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Hightower Securities, LLC And MML Investors Services, LLC

If you have questions about Hightower Securities, LLC, MML Investors Services, LLC, and/or Corey Hart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars