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As a client, you entrust your money to a broker who you can trust. This is why it’s critical to understand everything there is to know about the person managing your funds. This data might assist you in determining whether or not to work with a specific broker.

If you believe Conrad Branson has caused you financial harm, we may be able to help you deal with any concerns or difficulties you have.


Conrad Branson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct

Who is Conrad Branson of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Conrad Branson (CRD #2939162) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mill Valley, California is a subject of one of our many securities industry sales practice abuse investigations.  

Conrad Branson Customer Complaint

Conrad Branson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Conrad Branson engaged in unauthorized trading. Conrad Branson’s customer complaint was settled in favor of the investors.

Conrad Branson Red Flags & Your Rights As An Investor

Of course, Conrad Branson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conrad Branson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Conrad Branson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Conrad Branson

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Conrad Branson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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