DID JAMES ERIC MONKEN CAUSE YOU INVESTMENT LOSSES?
James Monken Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
James Monken Customer Complaints
James Monken has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that were recently filed and are still pending.
Allegations Against James Monken
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Misrepresentation with respect to investments in the managed account.
- The investment trading strategy implemented in the client’s account was not in her best interest.
James Monken Red Flags & Your Rights As An Investor
Of course, James Monken did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Monken at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Monken has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Monken
If you have questions about Morgan Stanley and/or James Monken and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.