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Clovis Mike Morrison of Centaurus Financial, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct

Who is Clovis M. Morrison with Centaurus Financial, Inc.?

Clovis Morrison (CRD #1730240) who is currently registered with Centaurus Financial, Inc. and located in Highland Village, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Centaurus Financial, Inc., Clovis Morrison was associated with another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems.

Centaurus Financial, Inc. Broker Misconduct

In his career, Clovis Morrison has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last 2 years to recover investment losses. Both of the complaints were denied by Centaurus Financial, Inc. and the customers have not yet filed the arbitration claims.

Allegations Against Clovis Morrison

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged that the financial advisor, Clovis Morrison, recommended unsuitable investments.
  • The client alleged that Clovis Morrison misrepresented and made an unsuitable recommendation that he buy a variable annuity.

Clovis Morrison Red Flags & Your Rights as An Investor

Of course, Clovis Morrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Clovis Morrison at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clovis Morrison has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at Centaurus Financial, Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Centaurus Financial, Inc.

If you have questions about Centaurus Financial, Inc. and/or Clovis Morrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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