DID CLIFTON BRENT SMITH CAUSE YOU INVESTMENT LOSSES?
Clifton Smith Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct
Clifton Smith Customer Complaints
Clifton Smith has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Clifton Smiths employers and so for it does not appear that any of the investors took any further action that has been reported.
Allegations Against Clifton Smith
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable purchase of an annuity.
- The multiple purchases of unsuitable variable annuity contracts were inappropriate.
- Variable annuity contract should never been purchase for her.
- Misrepresentation with respect to variable annuity contract.