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Clara Perez O’Neill Of Popular Securities, LLC Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Clara Perez O’Neill of Popular Securities, LLC?

Clara Perez O’Neill

Clara Perez O’Neill (CRD #4237419) who is currently registered as a broker and investment adviser with Popular Securities, LLC and located in Santurce, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Clara Perez O’Neill Customer Complaints

Clara Perez O’Neill has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by Popular Securities in favor of the investors. The other complaint remains pending with Popular Securities, LLC.

Allegations Against Clara Perez O’Neill

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Recommendation to purchase and hold Puerto Rico securities was unsuitable in light of the clients’ risk tolerance.
  • Recommendations to purchase Puerto Rico securities were particularly egregious considering Puerto Rico’s well-known deteriorating financial condition.
  • Recommendations to purchase and hold Puerto Rico closed-end funds and Puerto Rico Bonds resulted in and over-concentrated in high risk portfolio which was unsuitable light a clients investment profile.
  • Advisor made misleading representations regarding the products risks.

Clara Perez O’Neill Red Flags & Your Rights As An Investor

Of course, Clara Perez O’Neill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clara Perez O’Neill at Popular Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Clara Perez O’Neill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Popular Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Popular Securities, LLC Due To Clara Perez O’Neill

If you have questions about Popular Securities, LLC and/or Clara Perez O’Neill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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