DID C. L. TAYLOR CAUSE YOU INVESTMENT LOSSES?
C. L. Taylor Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct
Who is C. L. Taylor of Merrill Lynch Pierce Fenner & Smith?
C. L. Taylor (CRD #2355696) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations.
C. L. Taylor Customer Complaints
C. L. Taylor has been the subject of 2 customer complaints that we know about. Both of C. Taylor’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against C. L. Taylor
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged C. L. If Taylor’s investments were unsuitable. No damages alleged.
- The customer’s attorney alleged C. L. Taylor’s failure to follow instructions.
C. L. Taylor Red Flags & Your Rights As An Investor
Of course, C. L. Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of C L. Taylor at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether C. L. Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To C. Taylor
If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or C. L. Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.