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Cindy Scott Of Charles Schwab & Co. And Formerly With J.P. Morgan Securities And Fisher Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is Cindy Scott of Charles Schwab & Co.?

Cindy Scott (CRD #2918260) who is currently registered with Charles Schwab & Co.and located in Westlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Cindy Scott was associated with J.P. Morgan Securities, Fisher Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Cindy Scott Customer Complaint

Cindy Scott has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Cindy Scott failed to follow his instructions to invest funds into the Schwab Intelligent Portfolio Premium (SIPP) account under a Dollar-Cost-Averaging (DCA) strategy. The customer complaint filed against Cindy Scott’s current employer Charles Schwab & Co. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Cindy Scott Red Flags & Your Rights As An Investor

Of course, Cindy Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cindy Scott at Charles Schwab & Co., J.P. Morgan Securities, and Fisher Investments on alert to review carefully the activity and performance of their accounts and question whether Cindy Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., J.P. Morgan Securities, and Fisher Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Cindy Scott

If you have questions about Charles Schwab & Co., J.P. Morgan Securities, Fisher Investments, and/or Cindy Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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