As a client, you trust your money to a broker that you can rely on. This is why understanding everything there is to know about the individual managing your funds is critical. It may assist you in determining whether or not to deal with a specific broker based on this knowledge.
If you believe Christopher Wilbratte has harmed you financially, we may be able to help you address any concerns or difficulties you have.
DID CHRISTOPHER WARREN WILBRATTE CAUSE YOU INVESTMENT LOSSES?
Christopher Wilbratte Of Purshe Kaplan Sterling Investments And Formerly With GWN Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Christopher Wilbratte of Purshe Kaplan Sterling Investments?
Christopher Wilbratte (CRD #2990339) who is currently registered with Purshe Kaplan Sterling Investments and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, Christopher Wilbratte was associated with GWN Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Christopher Wilbratte Customer Complaints
Christopher Wilbratte has been the subject of2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Christopher Wilbratte’s 2 customer complaints was settled in favor of investor. One of Christopher Wilbratte’s customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Christopher Wilbratte
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to fully disclose surrender charges related to a 403 (B) product.
- Misrepresentation of surrender fees and delivery of an incorrect illustration of the annuity contract by selling agent.
Christopher Wilbratte Red Flags & Your Rights As An Investor
Of course, Christopher Wilbratte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Wilbratte at Purshe Kaplan Sterling Investments and GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Wilbratte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and GWN Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Christopher Wilbratte
If you have questions about Purshe Kaplan Sterling Investments, GWN Securities Inc., and/or Christopher Wilbratte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.