| Read Time: 2 minutes | UBS Financial Services Complaints |

It is critical for everyone to understand everything they can about the people with whom they entrust their money. Background checks are available from a variety of places, including employment history, regulatory disciplinary actions, and consumer complaints.

This crucial information may lead to concerns regarding Christopher Weng and the losses you incurred on your investments. We’ll do our best to answer any questions you have.


Christopher Weng Of Raymond James & Associates, Inc. And Formerly With UBS Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Weng of Raymond James & Associates, Inc.?

Christopher Weng (CRD #2413401) who is currently registered with Raymond James & Associates, Inc. and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James & Associates, Inc., Christopher Weng was associated with UBS Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  

Christopher Weng Customer Complaints

Christopher Weng has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Christopher Weng’s customer complaints were settled in favor of investors.

Allegations Against Christopher Weng

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable and unnecessary switches of annuities.
  • Mishandling of an account and failure to supervise by brokerage firm.

Christopher Weng Red Flags & Your Rights As An Investor

Of course, Christopher Weng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Weng at Raymond James & Associates, Inc. and UBS Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Christopher Weng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and UBS Financial Services, Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Christopher Weng

If you have questions about Raymond James & Associates, Inc., UBS Financial Services, Inc., and/or Christopher Weng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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