DID CHRISTOPHER PAUL SWEISTRIS CAUSE YOU INVESTMENT LOSSES?
Christopher Sweistris Of Berthel Fisher & Company Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Christopher Sweistris of Berthel Fisher & Company Financial Services?
Christopher Sweistris (CRD #4202545) who is currently registered with Berthel Fisher & Company Financial Services and located in Redmond, Oregon is a subject of one of our many securities industry sales practice abuse investigations.
Christopher Sweistris Customer Complaint
Christopher Sweistris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his portfolio was mismanaged and overloaded in Business Development Companies (“BDCs”) purchased by Christopher Sweistris. He stated that some of his investments were not liquid and had a higher risk than he was comfortable with. Christopher Sweistris’ customer complaint was denied and, to date, the customer has not taken any further action.
Christopher Sweistris Red Flags & Your Rights As An Investor
Of course, Christopher Sweistris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sweistris at Berthel Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Sweistris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services Due To Christopher Sweistris
If you have questions about Berthel Fisher & Company Financial Services and/or Christopher Sweistris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.