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Christopher Sparkman Of Woodmen Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Christopher Sparkman of Woodmen Financial Services?

Christopher Sparkman (CRD #6489645) who is currently registered with Woodmen Financial Services and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Sparkman Customer Complaint

Christopher Sparkman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were [REDACTED] submitted a complaint to Woodmen Financial Services, Inc. regarding his WoodmenLife Variable Annuity certificate. In the complaint, [REDACTED] alleged that he did not know, or understand, certain features of his variable annuity purchase and desired to reverse certain internal transfers of money from his other insurance certificates to fund the variable annuity certificate. As an act of good faith and without admitting any liability, WFS and the insurance company agreed to retroactively reverse the internal transfers to fund the variable annuity certificate. As part of the agreement, WFS agreed to waive the applicable surrender charges to reverse these transfers. Christopher Sparkman’s customer complaint was settled in favor of the investors.

Christopher Sparkman Red Flags & Your Rights As An Investor

Of course, Christopher Sparkman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sparkman at Woodmen Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Sparkman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodmen Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodmen Financial Services Due To Christopher Sparkman

If you have questions about Woodmen Financial Services and/or Christopher Sparkman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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