| Read Time: 2 minutes | First Allied Securities Complaints |

It is critical for everyone to understand as much about the individuals with whom they entrust their money as possible. You may learn a lot of information about a person’s background, including previous employment history, regulatory disciplinary actions, and consumer complaints, using various tools.

This critical information can result in concerns about Christopher Rubano and your investment losses. We’ll try to answer any questions you may have.


Christopher Rubano Of First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Christopher Rubano of First Allied Securities, Inc.?

Christopher Rubano (CRD #1571187) who is currently registered with First Allied Securities, Inc. and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Christopher Rubano Customer Complaint

Christopher Rubano has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Rubano failed to dissolve a defined benefits plan as instructed. The customer complaint filed against Christopher Rubano’s current employer First Allied Securities, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Christopher Rubano Red Flags & Your Rights As An Investor

Of course, Christopher Rubano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Rubano at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Rubano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Christopher Rubano

If you have questions about First Allied Securities, Inc. and/or Christopher Rubano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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