| Read Time: 2 minutes | LPL Financial Complaints |

It is critical for everyone to understand as much as possible about the persons with whom they entrust their money. Background checks may reveal a wealth of information, including past employment history, regulatory disciplinary actions, and consumer complaints.

This vital information might lead to concerns about Christopher Riggs and the money you lost as a result of your investments. We’ll do our best to answer any questions you may have.


Christopher Riggs Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Riggs of LPL Financial LLC?

Christopher Riggs (CRD #4133082) who is currently registered with LPL Financial LLC and located in Petersburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Riggs Customer Complaints

Christopher Riggs has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Christopher Riggs’ 4 customer complaints were settled in favor of investors. Two of Christopher Riggs’ customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Christopher Riggs

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations with respect to real estate securities.
  • At misrepresentations and unsuitable investment recommendations related to corporate bonds and mutual funds.

Christopher Riggs Red Flags & Your Rights As An Investor

Of course, Christopher Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Riggs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Riggs

If you have questions about LPL Financial LLC and/or Christopher Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars