| Read Time: 2 minutes |

As a client, you put your money in the hands of someone you can rely on. This is why it’s critical to learn everything there is to know about the person investing your money. This knowledge might assist you in determining whether or not to work with a specific broker.

If you believe Christopher Olson has harmed your financial interests, we may be able to assist you in addressing any issues or concerns that you have.

DID CHRISTOPHER M. OLSON CAUSE YOU INVESTMENT LOSSES?

Christopher Olson Of RBC Capital Markets, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Olson of RBC Capital Markets, LLC?

Christopher Olson (CRD #4278682) who is currently registered with RBC Capital Markets, LLC and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Christopher Olson was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Christopher Olson Customer Complaints

Christopher Olson has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Olson’s 2 customer complaints was settled in favor of investors. One of Christopher Olson’s customer complaints was denied and, to date, the customers have not taken any further action.

Allegations Against Christopher Olson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Excessive trading of equity listed stocks and exchange traded funds.
  • Unsuitable investment recommendation of municipal bond.

Christopher Olson Red Flags & Your Rights As An Investor

Of course, Christopher Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Olson at RBC Capital Markets, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Christopher Olson

If you have questions about RBC Capital Markets, LLC, Morgan Stanley, and/or Christopher Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...