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Christopher Monahan Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Monahan of RBC Capital Markets, LLC?

Christopher Monahan (CRD #1104708) who is currently registered with RBC Capital Markets, LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Monahan Customer Complaints

Christopher Monahan has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Christopher Monahan’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against RBC Capital Markets, LLC for investment losses caused by Christopher Monahan’s alleged misconduct.

Allegations Against Christopher Monahan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants alleged that Christopher Monahan understood that they did not want to take unnecessary risks with their savings. RBC recommended high risk, concentrated investments in Puerto Rico bonds. Mr. Monahan described the investments as safe income producing vehicles. As a result, the claimants suffered principal losses.
  • Clients believe that the Puerto Rico bonds they purchased over the past six years do not meet their investment objectives allegedly made by Christopher Monahan.

Christopher Monahan Red Flags & Your Rights As An Investor

Of course, Christopher Monahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Monahan at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Monahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Christopher Monahan

If you have questions about RBC Capital Markets, LLC and/or Christopher Monahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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