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Christopher Thomas Miller with Emerson Equity, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Christopher T. Miller of Emerson Equity, LLC Formerly with Sandlapper Securities, LLC?

Christopher Miller (CRD #4044818) who is currently registered with Emerson Equity, LLC and located in San Mateo, California is subject of one of our many securities industry sales practice abuse investigations. Prior to Emerson Equity, LLC, Christopher Miller was associated with Sandlapper Securities, LLC and 9 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sandlapper Securities, LLC Broker Misconduct

In his career, Christopher Miller has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years against his former employer Sandlapper Securities, LLC to recover investment losses.

One of Christopher Miller’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Christopher Miller’s current employer Sandlapper Securities, LLC for investment losses caused by his alleged misconduct.

Allegations Against Christopher Miller  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The claimant alleged that the financial advisor recommended unsuitable investments and an unsuitable investment strategy which was in breach of his fiduciary duty, financial elder abuse, and violation of the California Code.
  • The customer alleges financial elder abuse connection with the offer and sale of real estate securities.

Christopher Miller Red Flags & Your Rights as An Investor

Of course, Christopher Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Millerat Emerson Equity, LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Miller has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Sandlapper Securities, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Emerson Equity LLC And Sandlapper Securities, LLC

If you have questions about Emerson Equity LLC, Sandlapper Securities, LLC and/or Christopher Miller and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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