| Read Time: 2 minutes | Calton and Associates Complaints |

As a client, you put your money in the hands of a broker you can trust. This is why it’s critical to learn everything there is to know about the individual investing your funds. This information may assist you in determining whether or not to work with a certain broker.

We may be able to help you address any concerns or problems you have if you believe Christopher McCoy has caused you financial harm.


Christopher McCoy Of Calton & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher McCoy of Calton & Associates, Inc.?

Christopher McCoy (CRD # 4113108) who is currently registered with Calton & Associates, Inc. and located in Montclair, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  

Christopher McCoy Customer Complaints

Christopher McCoy has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Christopher McCoy’s 2 customer complaints was settled in favor of investors. One of Christopher McCoy’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Christopher McCoy

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations of common and preferred stock in breach of financial adviser’s fiduciary duty, negligence, and violations of state securities laws.
  • Unsuitable recommendations related to common and preferred stock and real estate securities in breach of financial adviser’s duties to customer and unauthorized use of discretion in making transactions in the account.

Christopher McCoy Red Flags & Your Rights As An Investor

Of course, Christopher McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher McCoy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Christopher McCoy

If you have questions about Calton & Associates, Inc. and/or Christopher McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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