| Read Time: 2 minutes | UBS Financial Services Complaints |

It is critical for all to understand as much as they can about the people with whom they entrust their money. There are several places to learn more about a person’s background, including his or her past employment history, regulatory enforcement actions, and consumer complaints.

If you have any questions about Chris Marmion or investment losses you’ve incurred, please contact us immediately. We’ll do our best to respond to your queries.


Christopher Marmion Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Christopher Marmion of UBS Financial Services Inc.?

Christopher Marmion (CRD # 4935104) who is currently registered with UBS Financial Services Inc. and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  

Christopher Marmion Customer Complaint

Christopher Marmion has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Marmion sold variable annuities they’re unsuitable for the customer considering her risk tolerance. Christopher Marmion’s customer complaint was denied and, to date, the customer has not taken any further action.

Christopher Marmion Red Flags & Your Rights As An Investor

Of course, Christopher Marmion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Marmion at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Marmion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Christopher Marmion

If you have questions about UBS Financial Services Inc. and/or Christopher Marmion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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