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Christopher Harpin Of Lincoln Financial Securities And Formerly With Samuel A Ramirez & Co. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Harpin of Lincoln Financial Securities?

Christopher Harpin (CRD #2329016) who is currently registered with Lincoln Financial Securities and located in Essex, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lincoln Financial Securities, Christopher Harpin was associated with Samuel A Ramirez & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Christopher Harpin Customer Complaints

Christopher Harpin has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Christopher Harpin’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Christopher Harpin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Based on allegations of fraud, deceit, untrue statements, omission of material facts, and schemes to defraud, the client of four brokerage accounts established in January 2017 and June 2020 demanded a rescission of all securities purchased plus statutory interest of 10% per annum from the date(s) of purchase allegedly committed by Christopher Harpin.
  • Client purchased stocks in a non-discretionary account on an unsolicited basis and claimed that Christopher Harpin allegedly did not get him out of these stocks in time to avoid losses due to market correction.

Christopher Harpin Red Flags & Your Rights As An Investor

Of course, Christopher Harpin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Harpin at Lincoln Financial Securities and Samuel A Ramirez & Co. on alert to review carefully the activity and performance of their accounts and question whether Christopher Harpin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities and Samuel A Ramirez & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Due To Christopher Harpin

If you have questions about Lincoln Financial Securities, Samuel A Ramirez & Co., and/or Christopher Harpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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