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It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. There are several sources where you may learn more about a person’s background, including past employment history, regulatory penalties, and consumer complaints.

We’ll make every effort to answer any questions you may have about Christopher Hargis and your investment losses. We will do our utmost to respond to any inquiries you may have.


Christopher Hargis Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Christopher Hargis of LPL Financial LLC?

Christopher Hargis (CRD #4621537) who is currently registered with LPL Financial LLC and located in Lexington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  

Christopher Hargis Customer Complaint

Christopher Hargis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Hargis failed to follow the customer’s instructions with respect to sale of mutual funds. Christopher Hargis’ customer complaint was settled in favor of the investor.

Christopher Hargis Red Flags & Your Rights As An Investor

Of course, Christopher Hargis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Hargis at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Hargis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Hargis

If you have questions about LPL Financial LLC and/or Christopher Hargis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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