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Christopher Charles Fess with KCD Financial, Inc. Has 5 Customer Complaints for Alleged Broker Misconduct

Who is Christopher C. Fess with KCD Financial, Inc.?

Christopher Fess (CRD #1335361) who is currently registered with KCD Financial, Inc. and located in Frisco, Texas is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to KCD Financial, Inc., Christopher Fess was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

KCD Financial, Inc. Broker Misconduct

In his career, Christopher Fess has been the subject of 5 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses.

Three of Christopher Fess’ 5 customer complaints were settled in favor of investors. There are currently one pending customer complaint filed against Christopher Fess’ current employer KCD Financial, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Christopher Fess

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The claimant alleged that Christopher Fess recommended illiquid investments in the real estate sector which were unsuitable investment recommendations.
  • Claimants allege that variable annuity policies sold to them were misrepresented.
  • The claimant alleged that Christopher Fess made unsuitable investment recommendations and committed fraud and negligence in connection with the offer and sale of mutual fund investments.
  • The claimant alleged that the variable annuity offered and sold to him was misrepresented and an unsuitable investment recommendation.

Christopher Fess Red Flags & Your Rights as An Investor

Of course, Christopher Fess did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Fess at KCD Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Fess has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at KCD Financial, Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at KCD Financial, Inc.

If you have questions about KCD Financial, Inc. and/or Christopher Fessand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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