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Christopher Calandra Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Calandra of SagePoint Financial?

Christopher Calandra (CRD #2253639) who is currently registered with SagePoint Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Calandra is also the subject of an investigation by the Florida Office of Financial Regulation for allegedly conducting an investment advisory business from offices in the State without the benefit of lawful registration and fined $15,000.

Christopher Calandra Customer Complaints

Christopher Calandra has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Calandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SagePoint Financial for investment losses caused by Christopher Calandra’s alleged misconduct.

Allegations Against Christopher Calandra

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged that Christopher Calandra invested some of their funds into unsuitable investments (limited partnerships and REITs), misrepresented the liquidity of their REITs, and received a commission that was much higher than what they were led to believe.
  • Christopher Calandra’s alleged unsuitable investment recommendations.

Christopher Calandra Red Flags & Your Rights As An Investor

Of course, Christopher Calandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Calandra at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Christopher Calandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Christopher Calandra

If you have questions about SagePoint Financial and/or Christopher Calandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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