| Read Time: 2 minutes | LPL Financial Complaints |

DID CHRISTOPHER CHARLES BURTRAW CAUSE YOU INVESTMENT LOSSES?

Christopher Burtraw Formerly With J.P. Turner & Company Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Burtraw formerly with J.P. Turner & Company?

Christopher Burtraw (CRD #4670431) who was formerly registered with J.P. Turner & Company and located in Lake Wood, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Burtraw has been the subject of a number of criminal and regulatory investigations.  He was convicted by a jury of theft and then subsequently permanently barred by the United States Securities and Exchange Commission for any association with any member firm in any capacity.  It was also permanently barred by FINRA for failing to deliver documents in one of its investigations.

Christopher Burtraw Customer Complaints

Christopher Burtraw has been the subject of 5 customer complaints that we know about. One of Christopher Burtraw’s 5 customer complaints resulted in an arbitration award in favor of the investor. Three of Christopher Burtraw’s  customer complaints were settled in favor of investors. One of Christopher Burtraw’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Christopher Burtraw

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Christopher Burtraw’s alleged suitability, misrepresentation or misleading information in connection with her REIT purchases.
  • Attorney for customer alleged that Christopher Burtraw solicited clients to invest in promissory notes directly through the advisor instead of through LPL.
  • Christopher Burtraw was named in a customer complaint that asserted the following causes of action: violation of C.R.S. §§ 11-51-501 (Colorado securities fraud) and 11-51-501(5) (Colorado Investment Adviser Fraud); violation of Section 10(b) of the Securities Exchange Act (federal securities fraud); and common law fraud; unsuitability and common law breach of fiduciary duty.
  • Client alleged Christopher Burtraw’s unsuitable investment, breach of contract and breach of fiduciary duty in connection with investments made into BDCs.
  • Unsuitable recommendations, fraud, misrepresentation, and failure to supervise with regard to investments in non-traded/publicly traded REITs, BDCs, and variable annuities allegedly by Christopher Burtraw.

Christopher Burtraw Red Flags & Your Rights As An Investor

Of course, Christopher Burtraw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Burtraw at J.P. Turner & Company on alert to review carefully the activity and performance of their accounts and question whether Christopher Burtraw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Turner & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Turner & Company Due To Christopher Burtraw

If you have questions about J.P. Turner & Company and/or Christopher Burtraw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...