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Christopher Brown Formerly With Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Brown formerly with Raymond James & Associates, Inc.?

Christopher Brown (CRD #871921) who was formerly registered with Raymond James & Associates, Inc. and located in Crystal River, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Brown Customer Complaints

Christopher Brown has been the subject of 3 customer complaints that we know about. Two of Christopher Brown’s 3 customers’ complaints were settled in favor of investors. One of Christopher Brown’s customers’ complaints was denied and the customers did not take any further action.

Allegations Against Christopher Brown

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The customer alleged unsuitable investment recommendations and misrepresentations made regarding a variable life insurance policy sold by Christopher Brown.
  • The customer alleges that stocks were sold and mutual funds were purchased without his authorization by Christopher Brown.

Christopher Brown Red Flags & Your Rights As An Investor

Of course, Christopher Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Brown at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Christopher Brown

If you have questions about Raymond James & Associates, Inc. and/or Christopher Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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